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Course Outline

LangGraph Fundamentals for Finance

  • Review of LangGraph architecture and stateful execution mechanisms.
  • Financial use cases: research copilots, trade support, and customer service agents.
  • Considerations for regulatory constraints and auditability.

Financial Data Standards and Ontologies

  • Overview of ISO 20022, FpML, and FIX.
  • Mapping schemas and ontologies into graph states.
  • Managing data quality, lineage, and PII.

Workflow Orchestration for Financial Processes

  • KYC and AML onboarding workflows.
  • Trade lifecycle management, exception handling, and case management.
  • Credit adjudication and decisioning paths.

Compliance, Risk, and Controls

  • Policy enforcement and model risk management.
  • Implementing guardrails, approval processes, and human-in-the-loop steps.
  • Ensuring audit trails, data retention, and explainability.

Integration and Deployment

  • Connecting to core systems, data lakes, and APIs.
  • Managing containerization, secrets, and environments.
  • Implementing CI/CD pipelines, staged rollouts, and canary deployments.

Observability and Performance

  • Monitoring structured logs, metrics, traces, and costs.
  • Conducting load testing, defining SLOs, and managing error budgets.
  • Handling incident response, rollbacks, and implementing resilience patterns.

Quality, Evaluation, and Safety

  • Utilizing unit, scenario, and automated evaluation harnesses.
  • Performing red teaming, adversarial prompt testing, and safety checks.
  • Curating datasets, monitoring drift, and driving continuous improvement.

Summary and Next Steps

Requirements

  • Understanding of Python and LLM application development.
  • Experience with APIs, containerization, or cloud services.
  • Basic familiarity with financial domains or data models.

Audience

  • Domain technologists.
  • Solution architects.
  • Consultants developing LLM agents for regulated industries.
 35 Hours

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