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 Duration 14 hours

Course Outline

Introduction to ISO 37301 and Compliance Management

  • Overview of ISO 37301 and its objectives
  • Core compliance principles: integrity, accountability, and transparency
  • Distinguishing between ISO 19600 and ISO 37301

Organizational Context and Leadership

  • Analyzing the internal and external environment of the organization
  • Defining top management responsibilities and the role of leadership
  • Formulating compliance policies and strategic objectives

Planning and Support Functions

  • Evaluating compliance risks and developing mitigation strategies
  • Requirements for competence, awareness, and communication
  • Documentation and resource needs for the CMS

Operational Controls and Compliance Processes

  • Defining operational procedures and assigning responsibilities
  • Managing outsourcing and third-party compliance considerations
  • Recording compliance obligations and implementing controls

Monitoring, Evaluation, and Reporting

  • Measuring compliance performance through KPIs
  • Executing internal audits and compliance assessments
  • Managing compliance reporting and escalation procedures

Management Review and Continuous Improvement

  • Assessing system performance and incorporating leadership insights
  • Handling noncompliance issues and implementing corrective actions
  • Promoting the ongoing enhancement of the CMS

Certification, Integration, and Future Readiness

  • Steps toward ISO 37301 certification and third-party auditing
  • Integration with ISO 37001, ISO 9001, or ISO 27001
  • Exploring emerging compliance trends and digital governance

Summary and Next Steps

Requirements

  • A foundational grasp of compliance and risk-related principles
  • Familiarity with management system standards
  • Background in regulatory, legal, or internal control roles

Target Audience

  • Compliance officers and internal control managers
  • Auditors, legal counsel, and risk specialists
  • Senior executives and governance leaders focused on upholding compliance integrity

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